Compliance -senior Executive

2 - 3 Years
Chennai

Job Description


Tradeplus - Online Brand of Navia Markets Ltd.

Navia Markets Limited is a financial services company established in the year 1983. It is widely known by its online brand Tradeplus and one of the fastest growing discount broker in India. Transparency, Technology and Timely service are our guiding principles. We understand that people do business with people they trust and understand. We build trust among the customers by empowering our employees. We enrich the employees to work efficiently and smartly. Our company has received NSDL Star Performance Award for the years 2013, 2015, 2016, 2017 & 2018


Contact: Sathya - 04439189426

Email: career@tradeplusonline.com


Role Manager - Compliance Department


Salary : 2,00,000 - 2,70,000 PA

Job Location :Chennai

Industry :Banking / Financial Services / Broking


Qualification :Any Graduation


Experience: 2 Yrs to 3 Yrs


  • Assisting to the compliance officer for various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NSDL and SEBI.
  • Prepare and submit various reports to the above regulators within stipulated time.
  • Preparation of reports and sending MIS in daily/monthly basis.
  • Conduct various compliance audit and report to compliance officer from time to time.
  • Exposure into the compliance and opportunity to understand the process of NSE, BSE, NSDL, MCX and SEBI.
  • If you have any experience in a brokerage company or have completed any NISM certification even better.

Keyskills

Desired Candidate Profile

Please refer to the Job description above

Company Profile

Navia Markets Ltd.

Navia Markets Limited is a financial services company established in the year 1983. It is widely known by its online brand Tradeplus and one of the fastest growing discount broker in India. Transparency, Technology and Timely service are our guiding principles. We understand that people do business with people they trust and understand. We build trust among the customers by empowering our employees. We enrich the employees to work efficiently and smartly. Our company has received NSDL Star Performance Award for the years 2013, 2015, 2016, 2017 & 2018.
View Contact Details+

Recruiter Name:Sathya

Contact Company:Navia Markets Ltd.

Telephone:39189426

Website:https://www.tradeplusonline.com/

Salary

INR 2,00,000 - 2,75,000 PA.

Functional Area

Other

Employment Type

Full Time, Permanent